Phillip Securities Japan has its roots dating back to 1887. The predecessor to the Company started brokerage services for Japanese equity in 1920 and became a Tokyo Stock Exchange Member in 1949. The Company joined PhillipCapital Group in 2002 and merged with another PhillipCapital Group FX company, Phillip Financials in 2011. Over the years, the Company has established itself as a securities firm that is competent in providing a broad range of high-quality financial services to individual, institutional and international investors.
In June 2016, Phillip Securities Japan was awarded the TOCOM Award of Merit for attaining Top 3 in trading volume during FY2015. Check our rankings here.
PhillipCapital Group has presence in 16 countries and territories from East to West providing brokerage, advisory, asset management, and banking services.
On our brokerage side, we provide our customers with connectivity to multiple exchanges, in-depth research on local markets, and contact with local partners.
With our parent company in Singapore, we have unique positioning in the Asian markets with membership in developed as well as emerging market exchanges in countries including Singapore, Hong Kong, Japan, Malaysia, Thailand, Indonesia and Dubai, as well as in the US, UK and Australia.
|Name:||Phillip Securities Japan, Ltd.|
|No of employees:||approx. 100|
|No of branches:||2 (Tokyo & Ashikaga)|
|Membership:||TSE, OSE and TOCOM (inc. Grain market)|
|Net Capital:||¥ 5.7 billion|
|Net Profit:||(2012.4 - 2013.3) ¥ 294 million|
(2013.4 - 2014.3) ¥ 280 million
|Shareholder:||Phillip Brokerage Pte Ltd|
We are mostly ranked among Top 5 member in TOCOM* Gold futures transaction by volume.
* TOCOM is No2 in Gold futures after CME group
Please visit TOCOM HP to find our ranking.
We are No1 J-Adviser (listing agent) for TOKYO PRO Market * listed company in 2012 and 2013.
*TSE sub-section for professional investors
Please visit TSE HP to find listed companies that we acted as J-Adviser.
We provide S-E Asian equities trading connectivity to Japanese Major Internet and face to face Securities firm.
Please visit several press releases:
Press release from RAKUTEN securities (Japanese only)
Press release from SBI Holdings (English)
Press release from TOKAI TOKYO FINANCIAL HOLDINGS (English)
Services in English are available for corporate clients only.
Phillip Securities Japan is one of just four securities firms in Japan that is a member of all 3 of the following exchanges: the Tokyo Stock Exchange (TSE), Osaka Stock Exchange (OSE) and the Tokyo Commodity Exchange (TOCOM). We are partnered with ISVs that help our clients maximize trading effectiveness in these and other markets.
Our research team can provide English reports on Japanese Equities upon request.
We can provide co-location access to our exchange data center. Our IT staff can advise you on network, facilitation and connectivity to assure you a low-latency service.
Worldwide market access via PhillipCapital Group offices.
Hiroki IHARA (right), our Chief Strategist & Analyst, provide you ad-hoc research, weekly report and on demand report on Japanese Equities. Ex-BOTM Morgan Stanley, he has more than 20 years of experience in the research field. He has appeared on TV weekly as an analyst/commentator, now he provide web seminar in Rakuten Sec weekly.
Hiroyuki NAKAYAMA (right), will advise you on our DMA, Algo and low latency services to TSE, OSE, TOCOM and other exchange for both cash equities and derivatives. He has been working in NewEdge and other investment bank as chief dealer, and has accumulated know how in DMA, Algo & low latency trading. If you are a prop house or prop dealer, he knows what you want!
Takeru SONOKAWA (left), ex marketer of a listed Japanese securities company, he is especially talented in institutional businesses and fund businesses.
For proprietary traders and securities firms who want to trade on OSE and TOCOM but have no Middle or Back Office function,
CyberQuote Japan, a subsidiary of Phillip Securities Japan, provides a middle & back-office system for OSE and TOCOM called "ARMADILLO" that takes MO and BO data directly from the exchange. See website.
Liulin Shao is our CIO and CEO of CQJ. He coordinate Japan based IT professionals with various nationalities and Philip Group IT team around the world. His main product "ARMADILLO" is a back-office & middle-office system for OSE & TOCOM, suitable for low latency B2B brokers and prop houses, adapted to any ISV's and in-house trading platforms. His team, together with our marketing team, will help you to connect to multi-exchanges via your favorite DMA screen.
We are No. 1 J-Adviser (Certified listing agent) on the TOKYO PRO Market for new listing companies since the start of this market To find listed companies for which we acted as a J-Adviser, please visit the TSE Home Page here.
TOKYO PRO Market accepts applications in English. This market completely fits a non-Japanese company who wants to expand their business in Japan or needs to enhance credibility to promote their business by being listed in Japan, etc.
If you want to buy more than 5% of total shares of a listed company, Japanese regulation requires you to submit a large shareholding report. In addition, if you want to buy more than 1/3 total shares of a listed company, Japanese regulation requires you to go through a TOB process.
We are providing TOB administration services to investors who want to launch a TOB to a listed company in Japan. And we can offer the best price at competitive prices!
Our experienced staff – fluent in English – are here to guide you through a TOKYO PRO Market listing or TOB administration.
Genichi WAKIMOTO, will advise you on your listing in Tokyo Stock Exchange. He is ex-Daiwa Sec., with long carrier in listing into Japanese Exchanges and Investment Banking businesses. He acted as J-Adviser (listing agent for TOKYO PRO Market) with only one exception, together with his Corporate Finance team.
Our TOB administration team, works closely with Genichi Wakimoto to support your acquisition in TSE listed companies. They will advise you about acquisition of listed companies, about TOB rule in Japan, how to collect illiquid equities to build up significant portion, etc. and will support your acquisition with their team.
Mihoka ABE, works closely with Genichi Wakimoto to support your acquisition in TSE listed companies. Graduated in the United States, she will advise you about acquisition of listed companies, about TOB rule in Japan, how to collect illiquid equities to build up significant portion, etc. and will support your acquisition with her team.
PhillipCapital Group is a group of companies offering a comprehensive suite of financial services including broking in securities, futures, commodities, fund management, insurance planning, investment research, equity finance and corporate finance as well as we information technology solutions. It was originally founded as a Securities Broker in Singapore in 1975.
PhilipCapital with headquaters in Singapore operates in the financial hubs of 16 countries and territories, with more than 3,500 employees and over 800,000 clients worldwide.
|JAPAN||Phillip Securities Japan Ltd|
|CyberQuote Japan, Ltd.|
|Singapore||Phillip Securities Pte Ltd|
|Phillip Futures Pte Ltd|
|Phillip Financial Pte Ltd|
|Phillip Securities Research Pte Ltd|
|PhillipCapital Management (S) Ltd|
|Phillip Japan Fund Management Pte Ltd|
|Phillip Private Equity Pte Ltd|
|Phillip Trading Pte Ltd|
|CKS Property Consultants Pte Ltd|
|CyberQuote Pte Ltd|
|MALAYSIA||Phillip Mutual Berhad|
|PhillipCapital Management S/B|
|PC Quote (M) Sdn Bhd|
|INDONESIA||PT Phillip Securities Indonesia|
|PT Phillip Futures|
|THAILAND||Phillip Securities (Thailand) Public Co Ltd|
|CHINA||Phillip Financial Advisory (Shanghai) Co Ltd|
|Phillip Financial Advisory (Guangzhou) Co. Ltd|
|HONG KONG||Phillip Securities (HK) Ltd|
|Phillip Commodities (HK) Ltd|
|Phillip Finance (HK) Ltd|
|Phillip Asset Management (HK) Ltd|
|Phillip Institute of Financial Learning Co Ltd|
|Phillip Financial Advisors (HK) Ltd|
|CyberQuote (HK) Ltd|
|CAMBODIA||KREDIT Microfinance Institution Ltd|
|CBIRD Micro Finance Co Lt|
|First FInance PLC|
|INDIA||PhillipCapital (India) Prt.Ltd|
|Phillip Commodities India Prt.Ltd|
|Phillip Finance & Investment Service India Prt.Ltd|
|DUBAI||Phillip Futures DMCC|
|SRI LANKA||Asha Phillip Securities Ltd|
|TURKEY||PhillipCapital Menkul Değerler A.Ş|
|AUSTRALIA||Phillip Capital Limited.|
|UNITED KINGDOM||King & Shaxson Asset Management (UK) Ltd|
|King & Shaxson Ltd|
|King & Shaxson Capital Ltd|
|Walker Crips Group PLC|
|USA||Phillip Capital Inc|
|France||King & Shaxson Limited|
Get in touch with us. (* Services in English are available for corporate clients only.)